McCann Enterprises assists financial institutions and consulting firms in the adaptation of risk & compliance programs, business processes and regulatory driven policies and procedures. Our deep domain expertise in risk & compliance, technology, operations and finance allow us to support our clients in reducing their exposure to unsatisfactory regulatory examinations, enforcement actions, sanctions, corporate liability and litigation resulting from violations in regulatory compliance laws, rules and standards.
Our services range from the proactive assessment of current programs to responding to regulatory actions - and everything in between, including:
Remediations / Lookbacks
Compliance / Sanctions program health checks (AML / BSA / KYC / OFAC)
Regulatory exam issue management and response
Independent audits
Risk Assessment drafting
Backlog remediation
Transaction monitoring
CIP / EDD Review, including on-boarding
Policy and Procedure drafting
Quality Control and Quality Assurance reviews
Suspicious Activity Report drafting and filing
Staff augmentation (temporary and permanent)
Project management
Targeted training
Types of Institutions and Industries We Serve
Banks (community, regional and global)/(private, commercial retail)
Credit Unions (all 50 states)
Money Service Business (MSB)
Insurance Companies
Brokerage/Securities Firms
Casinos
Hedge Funds
Clients / Representative Engagements of Team
Members of Independent Consultancy and Independent Monitor teams engaged by global financial institutions pursuant to regulatory order mandates.
Conducted gap analysis of the BSA/AML and Sanctions compliance program for a Caribbean financial institution in response to regulatory examination findings and acted as core member of remediation team.
Managed and conducted audits of the BSA/AML and Sanctions compliance programs for FBOs.
Augmented internal audit staff of a global financial institution to validate regulatory issues for submission to the supervisory authorities.